Cross-Market Price Comparison
| Other Listed Market | Shanghai (SSE) — 海通证券 |
|---|---|
| Other Market Stock Code | 600837 |
| H-Share Offer Price | To be extracted |
| Other Market Price | Loading... |
| Reference Exchange Rate | Loading... |
| H-Share Offer Price Premium/Discount vs Other Market | Loading... |
Company Overview
| Stock Name | 海通證券股份有限公司－ Ｈ股 |
|---|---|
| Stock Code | 06837 |
| Company Full Name | 海通證券股份有限公司－ Ｈ股 |
| Industry | 券商信托 |
| Principal Activities | 主要在中國從事財富管理業務、投資銀行業務、資產管理業務、交易及機構服務、融資租賃業務及其他綜合性金融及信息服務。 |
| Listing Date | 2012-04-27 |
| Listing Rules Era | Old Rules |
| Listing Rules Chapter | To be extracted |
| Weighted Voting Rights (WVR) | No |
| Registered Address (Mainland China) | 中國上海市廣東路689號海通證券大廈 |
| Business Address (Hong Kong) | To be extracted |
| Place of Incorporation | To be extracted |
| Listing Method | To be extracted |
| Listing Board | Main Board |
| Website | http://www.htsec.com |
| Share Registrar | |
| Registrar Contact | (852)2862 8628 |
| A-Share/US Dual Listing | No data |
Offering Information
| Offering Mechanism | To be extracted |
|---|---|
| Offer Price | HK$ 10.60 / shares |
| Offer Price Range | To be extracted |
| Lot Size | To be extracted |
| Entry Threshold | To be extracted |
| Par Value | To be extracted |
| Offer Period | To be extracted |
| Global Offering Shares | To be extracted |
| HK Public Offer Shares (Initial) | To be extracted |
| Public Offer Lots (Initial) | To be extracted |
| International Placing Shares (Initial) | To be extracted |
| Offer Ratio | To be extracted |
| Total Shares Post-IPO | To be extracted |
| Greenshoe (Over-allotment Option) | To be confirmed |
| Stabilizing Manager (Greenshoe) | — |
| Cornerstone Share | 18.3% |
| Clawback Tiers | To be extracted |
| Reallocation Option | To be confirmed |
| Total Global Offering Size | HK$ 651,582,000 |
Valuation & Financials
| Market Cap (at Offer Price) | To be extracted |
|---|---|
| Pre-IPO Valuation (Last Round) | To be extracted |
| P/E Ratio | To be extracted |
| Profit/Loss Status | To be extracted |
| Period-End Cash Balance | To be extracted |
| Listing Expenses | To be extracted |
| Listing Expenses / Funds Raised | To be extracted |
| Total Pre-IPO Investment | To be extracted |
Use of Proceeds
| Use of Proceeds | 1、約35.0%或4,376.2百萬港元將用于戰略性收購海外證券公司及╱或進一步拓展本集團的海外證券業務； 2、約20.0%或2,500.7百萬港元預期將用于拓展本集團孖展融資和證券借貸業務； 3、約20.0%或2,500.7百萬港元將用于開展本集團另類金融產品投資業務及中國監管機構允許的其他新業務； 4、約15.0%或1,875.5百萬港元將用于增資海通開元投資并拓展本集團直接投資以及私募股權基金管理業務； 5、約10.0%或1,250.3百萬港元將用于營運資本和一般企業用途。 |
|---|
Underwriting Syndicate
Joint Sponsors (2)
海通国际资本有限公司 CE ADQ859
J.P. Morgan Securities (Asia Pacific) Limited CE AAJ321
Overall Coordinators (6)
海通国际证券有限公司 CE AAF806
J.P. Morgan Securities (Asia Pacific) Limited CE AAJ321
Credit Suisse (Hong Kong) Limited CE AAO017
德意志银行香港分行
花旗环球金融亚洲有限公司 CE AAA137
UBS Securities Hong Kong Limited CE BIN466
Joint Bookrunners (10)
海通国际证券有限公司 CE AAF806
J.P. Morgan Securities (Asia Pacific) Limited CE AAJ321
Credit Suisse (Hong Kong) Limited CE AAO017
德意志银行香港分行
花旗环球金融亚洲有限公司 CE AAA137
UBS Securities Hong Kong Limited CE BIN466
香港上海汇丰银行有限公司
Nomura International (Hong Kong) Limited CE AAF742
Standard Chartered Securities (Hong Kong) Limited CE AAF212
交银国际证券有限公司 CE APJ121
Joint Lead Managers (15)
海通国际证券有限公司 CE AAF806
J.P. Morgan Securities (Asia Pacific) Limited CE AAJ321
Credit Suisse (Hong Kong) Limited CE AAO017
德意志银行香港分行
花旗环球金融亚洲有限公司 CE AAA137
UBS Securities Hong Kong Limited CE BIN466
香港上海汇丰银行有限公司
Nomura International (Hong Kong) Limited CE AAF742
Standard Chartered Securities (Hong Kong) Limited CE AAF212
交银国际证券有限公司 CE APJ121
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED CE AEO798
中银国际亚洲有限公司 CE AET863
建银国际金融有限公司 CE AJO225
中国光大证券（香港）有限公司 CE AAW536
SAMSUNG SECURITIES (ASIA) LIMITED CE AGH366
Cornerstone Investors
| # | Investor Name | Investment Amount | Shares Subscribed | % of Offer Shares | % of Total Shares | Lock-up Period | Est. Unlock Date |
|---|---|---|---|---|---|---|---|
| 1 | Albertson Capital Limited | 116,443,120 HKD | — | 0.89% | — | 6 months | 2012-10-27 |
| 2 | D.E. Shaw Valence International, INC. | 776,288,880 HKD | — | 5.96% | — | 6 months | 2012-10-27 |
| 3 | KGI Finance Ltd | 232,886,240 HKD | — | 1.79% | — | 6 months | 2012-10-27 |
| 4 | Leading Investment and Securities Co., Ltd. | 155,256,080 HKD | — | 1.19% | — | 6 months | 2012-10-27 |
| 5 | Oman Investment Fund | 232,886,240 HKD | — | 1.79% | — | 6 months | 2012-10-27 |
| 6 | PAGAC Horseshoe Holding I SARL | 2,328,866,640 HKD | — | 1.79% | — | 6 months | 2012-10-27 |
| 7 | Progress Investment Management Company (BVI) Limited | 116,443,120 HKD | — | 0.89% | — | 6 months | 2012-10-27 |
| 8 | SBI Holdings Inc. | 232,886,240 HKD | — | 1.79% | — | 6 months | 2012-10-27 |
| 9 | Toyo Securities Company Limited | 77,625,920 HKD | — | 0.60% | — | 6 months | 2012-10-27 |
| 10 | World Prosper Limited | 116,443,120 HKD | — | 0.89% | — | 6 months | 2012-10-27 |
| 11 | 三井住友信托银行株式会社 | 93,152,800 HKD | — | 0.71% | — | 6 months | 2012-10-27 |
Directors & Management
| Chairman | To be extracted |
|---|---|
| Company Secretary | 黃慧玲;裴長江 |
No director data available.
Major Shareholders
| Major Shareholders & Holdings | Shanghai Guosheng Group Co., Ltd.(10.28%);Maunakai Capital Partners (Hong Kong) Limited(2.09%);史靜(1.75%) |
|---|
