Cross-Market Price Comparison
| Other Listed Market | Shanghai (SSE) — 东方证券 |
|---|---|
| Other Market Stock Code | 600958 |
| H-Share Offer Price | To be extracted |
| Other Market Price | Loading... |
| Reference Exchange Rate | Loading... |
| H-Share Offer Price Premium/Discount vs Other Market | Loading... |
Company Overview
| Stock Name | 東方証券股份有限公司 - Ｈ股 |
|---|---|
| Stock Code | 03958 |
| Company Full Name | 東方証券股份有限公司 - Ｈ股 |
| Industry | 券商信托 |
| Principal Activities | 主要從事證券銷售及交易、投資管理、經紀及證券金融及投資銀行等業務。 |
| Listing Date | 2016-07-08 |
| Listing Rules Era | Old Rules |
| Listing Rules Chapter | To be extracted |
| Weighted Voting Rights (WVR) | No |
| Registered Address (Mainland China) | 中國上海市黃浦區中山南路119號東方證券大廈 |
| Business Address (Hong Kong) | To be extracted |
| Place of Incorporation | To be extracted |
| Listing Method | To be extracted |
| Listing Board | Main Board |
| Website | http://www.dfzq.com.cn |
| Share Registrar | |
| Registrar Contact | (852)2862 8628 |
| A-Share/US Dual Listing | No data |
Offering Information
| Offering Mechanism | To be extracted |
|---|---|
| Offer Price | HK$ 8.15 / shares |
| Offer Price Range | To be extracted |
| Lot Size | To be extracted |
| Entry Threshold | To be extracted |
| Par Value | To be extracted |
| Offer Period | To be extracted |
| Global Offering Shares | To be extracted |
| HK Public Offer Shares (Initial) | To be extracted |
| Public Offer Lots (Initial) | To be extracted |
| International Placing Shares (Initial) | To be extracted |
| Offer Ratio | To be extracted |
| Total Shares Post-IPO | To be extracted |
| Greenshoe (Over-allotment Option) | To be confirmed |
| Stabilizing Manager (Greenshoe) | — |
| Cornerstone Share | 7.3% |
| Clawback Tiers | To be extracted |
| Reallocation Option | To be confirmed |
| Total Global Offering Size | HK$ 559,771,340 |
Valuation & Financials
| Market Cap (at Offer Price) | To be extracted |
|---|---|
| Pre-IPO Valuation (Last Round) | To be extracted |
| P/E Ratio | To be extracted |
| Profit/Loss Status | To be extracted |
| Period-End Cash Balance | To be extracted |
| Listing Expenses | To be extracted |
| Listing Expenses / Funds Raised | To be extracted |
| Total Pre-IPO Investment | To be extracted |
First Day Performance
| First Day Close | HK$ 8.1 |
|---|---|
| First Day Open | HK$ 8.17 |
| First Day Change | -0.61% |
| First Day Volume | 73947000.0 |
| First Day Turnover | 600770000.0 |
Use of Proceeds
| Use of Proceeds | 1、約35%（或約2,514.61百萬港元）將用于我們的經紀及證券金融業務； 2、約30%（或約2,155.38百萬港元）將用于境外業務； 3、約15%（或約1,077.69百萬港元）將用于投資管理業務； 4、約10%（或約718.46百萬港元）將用于證券銷售及交易業務； 5、約5%（或約359.23百萬港元）將用于資本支出，以提升信息系統及擴充輕型營業部網絡； 6、約5%（或約359.23百萬港元）將用作營運資金和其他一般企業用途。 |
|---|
Underwriting Syndicate
Joint Sponsors (3)
花旗环球金融亚洲有限公司 CE AAA137
高盛（亚洲）有限责任公司 CE ACC536
Nomura International (Hong Kong) Limited CE AAF742
Overall Coordinators (5)
花旗环球金融亚洲有限公司 CE AAA137
高盛（亚洲）有限责任公司 CE ACC536
Nomura International (Hong Kong) Limited CE AAF742
东方证券（香港）有限公司 CE AVD362
交银国际证券有限公司 CE APJ121
Joint Bookrunners (15)
花旗环球金融亚洲有限公司 CE AAA137
高盛（亚洲）有限责任公司 CE ACC536
Nomura International (Hong Kong) Limited CE AAF742
东方证券（香港）有限公司 CE AVD362
交银国际证券有限公司 CE APJ121
国泰君安证券（香港）有限公司 CE ABY236
中泰国际证券有限公司 CE BAA855
工银国际融资有限公司 CE AQW615
农银国际融资有限公司 CE AWL249
建银国际金融有限公司 CE AJO225
申万宏源融资（香港）有限公司 CE ABC209
华融国际证券有限公司
中信里昂证券有限公司 CE AAB893
招商证券（香港）有限公司 CE AAI650
兴证国际融资有限公司 CE BAK956
Joint Lead Managers (17)
花旗环球金融亚洲有限公司 CE AAA137
高盛（亚洲）有限责任公司 CE ACC536
Nomura International (Hong Kong) Limited CE AAF742
东方证券（香港）有限公司 CE AVD362
交银国际证券有限公司 CE APJ121
海通国际证券有限公司 CE AAF806
国泰君安证券（香港）有限公司 CE ABY236
中泰国际证券有限公司 CE BAA855
工银国际证券有限公司 CE ARO299
农银国际证券有限公司 CE ACX411
中银国际亚洲有限公司 CE AET863
建银国际金融有限公司 CE AJO225
申万宏源融资（香港）有限公司 CE ABC209
华融国际证券有限公司
中信里昂证券有限公司 CE AAB893
招商证券（香港）有限公司 CE AAI650
兴证国际融资有限公司 CE BAK956
Cornerstone Investors
| # | Investor Name | Investment Amount | Shares Subscribed | % of Offer Shares | % of Total Shares | Lock-up Period | Est. Unlock Date |
|---|---|---|---|---|---|---|---|
| 1 | BOCOM International Prosperity Investment Limited | 766,031,540 HKD | — | 1.53% | — | 6 months | 2017-01-08 |
| 2 | CM Securities Investment Limited | 193,441,880 HKD | — | 0.39% | — | 6 months | 2017-01-08 |
| 3 | SIIC Treasury (B.V.I.)Limited | 232,128,300 HKD | — | 0.46% | — | 6 months | 2017-01-08 |
| 4 | 保银资产管理有限公司 | 386,883,760 HKD | — | 0.77% | — | 6 months | 2017-01-08 |
| 5 | 东航国际控股(香港)有限公司 | 232,128,300 HKD | — | 0.46% | — | 6 months | 2017-01-08 |
| 6 | 红佳金融有限公司 | 773,767,520 HKD | — | 1.54% | — | 6 months | 2017-01-08 |
| 7 | 惠理基金管理香港有限公司 | 232,128,300 HKD | — | 0.46% | — | 6 months | 2017-01-08 |
| 8 | 上海电气集团香港有限公司 | 232,128,300 HKD | — | 0.46% | — | 6 months | 2017-01-08 |
| 9 | 旺佳集团有限公司 | 386,883,760 HKD | — | 0.77% | — | 6 months | 2017-01-08 |
| 10 | 香港云能国际投资有限公司 | 232,128,300 HKD | — | 0.46% | — | 6 months | 2017-01-08 |
Directors & Management
| Chairman | 周磊 |
|---|---|
| Company Secretary | 王如富,魏偉峰 |
No director data available.
Major Shareholders
| Major Shareholders & Holdings | Shenergy Group Co.,Ltd.(26.63%) |
|---|
