Company Overview
| Stock Name | 國聯證券股份有限公司 - Ｈ股 |
|---|---|
| Stock Code | 01456 |
| Company Full Name | 國聯證券股份有限公司 - Ｈ股 |
| Industry | 券商信托 |
| Principal Activities | 主要在中國從事證券及期貨經紀、投資諮詢及財務顧問、證券承銷與保薦、證券投資、資產管理、為期貨公司推介經紀服務、融資融券及代銷金融產品。 |
| Listing Date | 2015-07-06 |
| Listing Rules Era | Old Rules |
| Listing Rules Chapter | To be extracted |
| Weighted Voting Rights (WVR) | No |
| Registered Address (Mainland China) | 中國江蘇省無錫市金融一街8號9層 |
| Business Address (Hong Kong) | To be extracted |
| Place of Incorporation | To be extracted |
| Listing Method | To be extracted |
| Listing Board | Main Board |
| Website | https://www.glms.com.cn/ |
| Share Registrar | |
| Registrar Contact | (852)2862 8628 |
| A-Share/US Dual Listing | No data |
Offering Information
| Offering Mechanism | To be extracted |
|---|---|
| Offer Price | HK$ 8.00 / shares |
| Offer Price Range | To be extracted |
| Lot Size | To be extracted |
| Entry Threshold | To be extracted |
| Par Value | To be extracted |
| Offer Period | To be extracted |
| Global Offering Shares | To be extracted |
| HK Public Offer Shares (Initial) | To be extracted |
| Public Offer Lots (Initial) | To be extracted |
| International Placing Shares (Initial) | To be extracted |
| Offer Ratio | To be extracted |
| Total Shares Post-IPO | To be extracted |
| Greenshoe (Over-allotment Option) | To be confirmed |
| Stabilizing Manager (Greenshoe) | — |
| Cornerstone Share | 8.7% |
| Clawback Tiers | To be extracted |
| Reallocation Option | To be confirmed |
| Total Global Offering Size | HK$ 354,112,000 |
Valuation & Financials
| Market Cap (at Offer Price) | To be extracted |
|---|---|
| Pre-IPO Valuation (Last Round) | To be extracted |
| P/E Ratio | To be extracted |
| Profit/Loss Status | To be extracted |
| Period-End Cash Balance | To be extracted |
| Listing Expenses | To be extracted |
| Listing Expenses / Funds Raised | To be extracted |
| Total Pre-IPO Investment | To be extracted |
First Day Performance
| First Day Close | HK$ 5.51 |
|---|---|
| First Day Open | HK$ 7.0 |
| First Day Change | -31.12% |
| First Day Volume | 44268700.0 |
| First Day Turnover | 236197000.0 |
Use of Proceeds
| Use of Proceeds | 1、約45.0%（或1,313.1百萬港元）將用于進一步發展公司的融資融券業務； 2、約20.0%（或583.6百萬港元）將用于發展公司的其他資本中介服務，以滿足客戶的投資、融資及流動資金需求，主要包括：(i)擴大股票質押式回購交易業務；(ii)擴大OTC產品及做市相關服務；及(iii)積極開拓中國證監會未來允許開展的其他資本中介業務； 3、約15.0%（或437.7百萬港元）將用于擴大公司的證券投資業務，根據我們的中性投資、量化交易及套利策略并在有效的風險控制的規范下，增加公司對股票、基金、債券及衍生產品的投資； 4、約10.0%（或291.8百萬港元）將用于發展公司的互聯網交易業務，投資互聯網交易系統及建立公司的互聯網交易平臺，以吸引更多客戶及創造企業價值； 5、約10.0%（或291.8百萬港元）將用作營運資本及其他一般企業用途。 |
|---|
Underwriting Syndicate
Joint Sponsors (3)
BOCOM International (Asia) Limited CE API271
农银国际融资有限公司 CE AWL249
中泰国际融资有限公司 CE BBY334
Overall Coordinators (2)
交银国际证券有限公司 CE APJ121
农银国际融资有限公司 CE AWL249
Joint Bookrunners (5)
交银国际证券有限公司 CE APJ121
农银国际融资有限公司 CE AWL249
中泰国际融资有限公司 CE BBY334
建银国际金融有限公司 CE AJO225
招银国际融资有限公司 CE AVM940
Joint Lead Managers (2)
交银国际证券有限公司 CE APJ121
农银国际证券有限公司 CE ACX411
Cornerstone Investors
| # | Investor Name | Investment Amount | Shares Subscribed | % of Offer Shares | % of Total Shares | Lock-up Period | Est. Unlock Date |
|---|---|---|---|---|---|---|---|
| 1 | CITIC Capital GL Limited | 153,960,000 HKD | — | 1.01% | — | 6 months | 2016-01-06 |
| 2 | Myriad Opportunities Master Fund Limited | 77,756,000 HKD | — | 0.51% | — | 6 months | 2016-01-06 |
| 3 | 安信证券股份有限公司 | 77,756,000 HKD | — | 0.51% | — | 6 months | 2016-01-06 |
| 4 | 东方汇智资产管理有限公司 | 77,756,000 HKD | — | 0.51% | — | 6 months | 2016-01-06 |
| 5 | 东银发展(控股)有限公司 | 116,632,000 HKD | — | 0.77% | — | 6 months | 2016-01-06 |
| 6 | 富德资源投资控股集团有限公司 | 77,756,000 HKD | — | 0.51% | — | 6 months | 2016-01-06 |
| 7 | 江苏新华报业传媒集团有限公司 | 77,756,000 HKD | — | 0.51% | — | 6 months | 2016-01-06 |
| 8 | 香港万得信息有限公司 | 155,512,000 HKD | — | 1.02% | — | 6 months | 2016-01-06 |
| 9 | 沿海资本有限公司 | 155,512,000 HKD | — | 1.02% | — | 6 months | 2016-01-06 |
| 10 | 中国南车(香港)有限公司 | 116,632,000 HKD | — | 0.77% | — | 6 months | 2016-01-06 |
| 11 | 中国人寿富兰克林资产管理有限公司 | 155,512,000 HKD | — | 1.02% | — | 6 months | 2016-01-06 |
| 12 | 中再资产管理(香港)有限公司 | 77,756,000 HKD | — | 0.51% | — | 6 months | 2016-01-06 |
Directors & Management
| Chairman | 顧偉 |
|---|---|
| Company Secretary | 惠宇 |
No director data available.
Major Shareholders
| Major Shareholders & Holdings | Wuxi Guolian Development (Group) Co., Ltd.(48.60%) |
|---|
